Although Old Chinese is known from written records beginning around 1200 BC, the logographic script provides much more indirect and partial information about the pronunciation of the language than alphabetic systems used elsewhere. Several authors have produced reconstructions of Old Chinese phonology , beginning with the Swedish sinologist Bernhard Karlgren in the 1940s and continuing to the present day. The method introduced by Karlgren is unique, comparing categories implied by ancient rhyming practice and the structure of Chinese characters with descriptions in medieval rhyme dictionaries , though more recent approaches have also incorporated other kinds of evidence.
50-721: Zhengzhang Shangfang (9 August 1933 – 19 May 2018) was a Chinese linguist, known for his reconstruction of Old Chinese . Zhengzhang was born as Zheng Xiangfang ( 郑祥芳 Zhèng Xiángfāng ) in Yongjia County , on the outskirts of Wenzhou . As 祥 and 尚 have the same pronunciation in the Wenzhou dialect , his personal name became Shangfang ( 尚芳 ). While in high school, his parents changed his family name to Zhengzhang, which combined his father's surname Zheng with his mother's surname Zhang . At this time, he became interested in historical phonology and studied
100-515: A narrow transcription of the sounds of the standard language of the Tang dynasty . Beginning with his Analytical Dictionary of Chinese and Sino-Japanese (1923), he compared these sounds across groups of words written with Chinese characters with the same phonetic component . Noting that such words were not always pronounced identically in Middle Chinese, he postulated that their initials had
150-431: A character for a similarly sounding word with a semantic indicator. Often characters sharing a phonetic element (forming a phonetic series) are still pronounced alike, as in the character 中 ( zhōng , 'middle'), which was adapted to write the words chōng ('pour', 沖) and zhōng ('loyal', 忠). In other cases the words in a phonetic series have very different sounds both in Middle Chinese and in modern varieties. Since
200-474: A common point of articulation in an earlier phase he called "Archaic Chinese", but which is now usually called Old Chinese . For example, he postulated velar consonants as initials in the series In rarer cases where different types of initials occurred in the same series, as in he postulated initial clusters *kl- and *gl-. Karlgren believed that the voiced initials of Middle Chinese were aspirated, and projected these back onto Old Chinese. He also proposed
250-569: A consistent feature of Chinese poetry. While much old poetry still rhymes in modern varieties of Chinese, Chinese scholars have long noted exceptions. This was attributed to lax rhyming practice of early poets until the late- Ming dynasty scholar Chen Di argued that a former consistency had been obscured by sound change . This implied that the rhyming practice of ancient poets recorded information about their pronunciation. Scholars have studied various bodies of poetry to identify classes of rhyming words at different periods. The oldest such collection
300-455: A full set of aspirated nasals, as well as Yakhontov's labio-velar and labio-laryngeal initials. Pulleyblank also accepted Yakhontov's expanded role for the medial *-l-, which he noted was cognate with Tibeto-Burman *-r-. To account for phonetic contacts between Middle Chinese l- and dental initials, he also proposed an aspirated lateral *lh-. Pulleyblank also distinguished two sets of dental series, one derived from Old Chinese dental stops and
350-621: A new series of labio-velar and labio-laryngeal initials, or from the breaking of a vowel *-o- to -wa- before dental codas. Yakhontov proposed a simpler seven-vowel system: However, these vowels had an uneven distribution, with *ä and *â almost in complementary distribution and *ü occurring only in open syllables and before *-k. His final consonants were the nasals *-m, *-n and *-ng, corresponding stops *-p, *-t and *-k, as well as *-r, which became -j or disappeared in Middle Chinese. The Canadian sinologist Edwin Pulleyblank published
400-418: A reconstruction of the consonants of Old Chinese in two parts in 1962. In addition to new analyses of the traditional evidence, he also made substantial use of transcription evidence. Though not a full reconstruction, Pulleyblank's work has been very influential, and many of his proposals are now widely accepted. Pulleyblank adapted Dong Tonghe 's proposal of a voiceless counterpart to the initial *m, proposing
450-485: A reconstruction that, with minor variations, is still in wide use in China. For the initials, Wang largely followed Karlgren, but in later revisions recast Karlgren's voiced stops as voiced fricatives and a palatal lateral, re-interpreting the aspirated voiced stops and affricates as merely voiced. Wang refined the rhyme classes, distinguishing the 脂 zhī and 微 wēi classes. In his reconstruction, each rhyme class
500-539: A series of unaspirated voiced initials to account for other correspondences, but later workers have discarded these in favour of alternative explanations. Karlgren accepted the argument of the Qing philologist Qian Daxin that the Middle Chinese dental and retroflex stop series were not distinguished in Old Chinese, but otherwise proposed the same points of articulation in Old Chinese as in Middle Chinese. This led him to
550-407: A six-vowel system and a re-organized system of liquids . Earlier systems proposed voiced final stops to account for contacts between stop-final syllables and other tones, but many investigators now believe that Old Chinese lacked tonal distinctions, with Middle Chinese tones derived from consonant clusters at the end of the syllable. The major sources for the sounds of Old Chinese, covering most of
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#1732775935639600-466: A stop, e.g. He suggested that the departing tone words in such pairs had ended with a final voiced stop ( *-d or *-ɡ ) in Old Chinese. To account for occasional contacts between Middle Chinese finals -j and -n , Karlgren proposed that -j in such pairs derived from Old Chinese *-r . He believed there was insufficient evidence to support definitive statements about Old Chinese tones. Wang Li made extensive studies of Shijing rhymes and produced
650-419: A valuable reference for students of Old Chinese, and characters are routinely identified by their GSR position. Karlgren's remained the most commonly used until it was superseded by the system of Li Fang-Kuei in the 1970s. In his Études sur la phonologie chinoise (1915–1926), Karlgren produced the first complete reconstruction of Middle Chinese (which he called "Ancient Chinese"). He presented his system as
700-554: A voiced initial, though scholars are divided on which form is basic. In the earliest period, Chinese was spoken in the valley of the Yellow River , surrounded by neighbouring languages, some of whose relatives, particularly Austroasiatic and the Kra–Dai and Miao–Yao languages , are still spoken today. The earliest borrowings in both directions provide further evidence of Old Chinese sounds, though complicated by uncertainty about
750-446: Is characterized by its main vowel and coda. To account for Middle Chinese divisions and open/closed distinctions, Wang reconstructed medials: Wang argued that Old Chinese distinguished long and short syllables, the former being higher in pitch, and that the four tones of Middle Chinese were derived from the combination of length and the distinction between open and stop-final syllables: In particular, he argued that length caused
800-544: Is the Shijing , containing songs ranging from the 10th to 7th centuries BC. The systematic study of Old Chinese rhymes began in the 17th century, when Gu Yanwu divided the rhyming words of the Shijing into ten groups ( 韻部 yùnbù ). Gu's analysis was refined by Qing dynasty philologists, steadily increasing the number of rhyme groups. One of these scholars, Duan Yucai , stated the important principle that characters in
850-476: Is the phonological system of the Qieyun , a rhyme dictionary published in 601, with many revisions and expansions over the following centuries. These dictionaries set out to codify the pronunciations of characters to be used when reading the classics . They indicated pronunciation using the fanqie method, dividing a syllable into an initial consonant and the rest, called the final. In his Qièyùn kǎo (1842),
900-451: The -j- medial of Middle Chinese was an innovation not present in Old Chinese. He classified Middle Chinese finals without -j- as type A and those with the medial as type B, and suggested that they arose from Old Chinese short and long vowels respectively. André-Georges Haudricourt had demonstrated in 1954 that the tones of Vietnamese were derived from final consonants *-ʔ and *-s in an atonal ancestral language. He also suggested that
950-494: The Chinese Academy of Social Sciences . Reconstruction of Old Chinese Although the various notations appear to be very different, they correspond with each other on most points. By the 1970s, it was generally agreed that Old Chinese had fewer points of articulation than Middle Chinese , a set of voiceless sonorants , and labiovelar and labio-laryngeal initials. Since the 1990s, most authors have agreed on
1000-510: The Qieyun ", 1842), Chen systematically analysed the pairs of characters ( fanqie ) used to indicate pronunciations of words in the Guangyun , a Song dynasty redaction of the Qieyun dictionary published in 601. Chen was able to enumerate the initials and finals of the phonological system of these dictionaries, now known as Middle Chinese , and demonstrate subtle differences from those of
1050-427: The Shijing , *a rhymed with *ă and *â, *ɛ rhymed with *ĕ and *ŭ, *ŭ rhymed with *u, *ô rhymed with *ộ, and *o rhymed with *ǒ and *å. Karlgren projected the final consonants of Middle Chinese, semivowels /j/ and /w/ , nasals /m/ , /n/ and /ŋ/ , and stops /p/ , /t/ and /k/ back onto Old Chinese. He also noted many cases where words in the departing tone rhymed or shared a phonetic element with words ending in
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#17327759356391100-410: The 1990s. Baxter did not produce a dictionary of reconstructions, but the book contains a large number of examples, including all the words occurring in rhymes in the Shijing , and his methods are described in great detail. Schuessler (2007) contains reconstructions of the entire Old Chinese lexicon using a simplified version of Baxter's system. Baxter's treatment of the initials is largely similar to
1150-688: The Cantonese scholar Chen Li performed a systematic analysis of a later redaction of the Qieyun , identifying its initial and final categories, though not the sounds they represented. Scholars have attempted to determine the phonetic content of the various distinctions by comparing them with rhyme tables from the Song dynasty , pronunciations in modern varieties and loans in Korean, Japanese and Vietnamese (the Sinoxenic materials), but many details regarding
1200-533: The Chinese departing tone derived from earlier *-s, which acted as a derivational suffix in Old Chinese. Then the departing tone syllables that Karlgren had reconstructed with *-d and *-g could instead be reconstructed as *-ts and *-ks, with the stops subsequently being lost before the final *-s, which eventually became a tonal distinction. The absence of a corresponding labial final could be attributed to early assimilation of *-ps to *-ts . Pulleyblank strengthened
1250-750: The Middle Chinese stage, because they contain distinctions that cannot be derived from the Qieyun system. For example, the following dental initials have been identified in reconstructed proto-Min : Other points of articulation show similar distinctions within stops and nasals. Proto-Min voicing is inferred from the development of Min tones, but the phonetic values of the initials are otherwise uncertain. The sounds indicated as * -t , * -d , etc. are known as "softened stops" due to their reflexes in Jianyang and nearby Min varieties in Fujian , where they appear as fricatives or approximants, or are missing entirely, while
1300-405: The division-II vowels of Middle Chinese derived from the Old Chinese medial *-l- that Karlgren had proposed to account for phonetic series contacts with l- . Yakhontov also observed that the Middle Chinese semi-vowel -w- had a limited distribution, occurring either after velar or laryngeal initials or before finals -aj , -an or at . He suggested that -w- had two sources, deriving from either
1350-632: The early Ming dynasty . Chen's grandfather moved to Guangzhou , where his two sons remained after his death. Chen Li was the first in his family to register as a Guangzhou resident. He passed the provincial examination in 1832, but was unsuccessful in the imperial examination seven times. He also sat examinations at the Xuehaitang Academy in Guangzhou, headed by Ruan Yuan , and taught there as co-director for several decades from 1840. In his pioneering Qièyùn kǎo (切韻考 "An examination of
1400-405: The early 20th century Huang Kan observed that only 19 of them occurred with a wide range of finals, implying that the others were in some sense secondary developments. The logographic Chinese writing system does not use symbols for individual sounds as is done in an alphabetic system. However, the vast majority of characters are phono-semantic compounds , in which a word is written by combining
1450-448: The few words where Karlgren had *b, as well as a voiceless counterpart *f. Unlike the above ideas, these have not been adopted by later workers. Pulleyblank also proposed a number of initial consonant clusters, allowing any initial to be preceded by *s- and followed by *-l- (*-r- in later revisions), and grave initials and *n to be followed by *-δ- (*-l- in later revisions). On the basis of transcription evidence, Pulleyblank argued that
1500-564: The finals are still disputed. According to its preface, the Qieyun did not reflect a single contemporary dialect, but incorporated distinctions made in different parts of China at the time (a diasystem ). The fact that the Qieyun system contains more distinctions than any single contemporary form of speech means that it retains additional information about the history of the language. The large number of initials and finals are unevenly distributed, suggesting hypotheses about earlier forms of Chinese. For example, it includes 37 initials, but in
1550-711: The following inventory of initial consonants: Li also included the *-l- medial proposed by Pulleyblank, in most cases re-interpreting it as *-r-. In addition to the medial *-j- projected back from Middle Chinese, he also postulated the combination *-rj-. Assuming that rhyming syllables had the same main vowel, Li proposed a system of four vowels *i , *u , *ə and *a . He also included three diphthongs *iə , *ia and *ua to account for syllables that were placed in rhyme groups reconstructed with *ə or *a but were distinguished in Middle Chinese: Li followed Karlgren in proposing final consonants *-d and *-g, but
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1600-430: The following series of initial consonants: To account for the broad variety of vowels in his reconstruction of Middle Chinese, Karlgren also proposed a complex inventory of Old Chinese vowels: He also had a secondary vowel *i, which occurred only in combination with other vowels. As with Middle Chinese, Karlgren viewed his reconstruction as a narrow transcription of the sounds of Old Chinese. Thus *e rhymed with *ĕ in
1650-460: The later rhyme tables . This analysis would be repeated, though less thoroughly, in the 20th century by the Swedish linguist Bernhard Karlgren , who was unaware of Chen's work at the time. Chen's collected essays (東塾集 Dōngshú jí ), published in 1892 after his death, include a much-quoted early description of the phonology of Cantonese in comparison with the categories of Middle Chinese. Chen
1700-617: The lexicon, are the sound system of Middle Chinese (7th century AD), the structure of Chinese characters , and the rhyming patterns of the Classic of Poetry ( Shijing ), dating from the early part of the 1st millennium BC. Several other kinds of evidence are less comprehensive, but provide valuable clues. These include Min dialects, early Chinese transcriptions of foreign names, early loans between Chinese and neighbouring languages, and families of Chinese words that appear to be related. Middle Chinese, or more precisely Early Middle Chinese,
1750-459: The loss of the final stop in checked syllables, giving rise to the departing tone. Other instance of the departing tone arise from word that shifted from the level and rising categories. In a pair of papers published in 1960, the Russian linguist Sergei Yakhontov proposed two revisions to the structure of Old Chinese that are now widely accepted. He proposed that both the retroflex initials and
1800-706: The most commonly used until it was replaced by that of Baxter in the 1990s. Although Li did not produce a complete dictionary of Old Chinese, he presented his methods in sufficient detail that others could apply them to the data. Schuessler (1987) includes reconstructions of the Western Zhou lexicon using Li's system. Li included the labio-velars, labio-laryngeals and voiceless nasals proposed by Pulleyblank. As Middle Chinese g- occurs only in palatal environments, Li attempted to derive both g- and ɣ- from Old Chinese *g- (and similarly *gw- ), but had to assume irregular developments in some cases. Thus he arrived at
1850-458: The non-softened variants appear as stops. Evidence from early loans into Mienic languages suggests that the softened stops were prenasalized . Several early texts contain transcriptions of foreign names and terms using Chinese characters for their phonetic values. Of particular importance are the many Buddhist transcriptions of the Eastern Han period, because the native pronunciation of
1900-502: The other derived from dental fricatives *δ and *θ, cognate with Tibeto-Burman *l-. He considered recasting his Old Chinese *l and *δ as *r and *l to match the Tibeto-Burman cognates, but rejected the idea to avoid complicating his account of the evolution of Chinese. Later he re-visited this decision, recasting *δ, *θ, *l and *lh as *l, *hl, *r and *hr respectively. Pulleyblank also proposed an Old Chinese labial fricative *v for
1950-577: The possible medials were *-r-, *-j- and the combination *-rj-. However while Li had proposed *-rj- as conditioning palatalization of velars, Baxter followed Pulleyblank in proposing it as the source of division III chóngniǔ finals. Chen Li (scholar) Chen Li (1810–1882) was a Cantonese scholar of the evidential research school, known for his contributions to historical Chinese phonology . Chen Li's family originally came from Shaoxing prefecture in Zhejiang province , moving to Nanjing in
2000-425: The proposals of Pulleyblank and Li. He reconstructed the liquids *l, *hl, *r and *hr in the same contexts as Pulleyblank. Unlike Li, he distinguished Old Chinese *ɦ and *w from *g and *gʷ. Other additions were *z, with a limited distribution, and voiceless and voiced palatals *hj and *j, which he described as "especially tentative, being based largely on scanty graphic evidence". As in Pulleyblank and Li's systems,
2050-657: The reconstruction of early forms of those languages. Many authors have produced their own reconstructions of Old Chinese. A few of the most influential are listed here. The first complete reconstruction of Old Chinese was produced by the Swedish linguist Bernhard Karlgren in a dictionary of Middle and Old Chinese, the Grammata Serica (1940), revised in 1957 as the Grammata Serica Recensa (GSR). Although Karlgren's Old Chinese reconstructions have been superseded, his comprehensive dictionary remains
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2100-517: The rhyme table tradition were not present in the Han period. Many students of Chinese have noted "word families", groups of words with related meanings and variant pronunciations, sometimes written using the same character. One common case is "derivation by tone change", in which words in the departing tone appear to be derived from words in other tones. Another alternation involves transitive verbs with an unvoiced initial and passive or stative verbs with
2150-480: The same phonetic series would be in the same rhyme group, making it possible to assign almost all words to rhyme groups. A final revision by Wang Li in the 1930s produced the standard set of 31 rhyme groups. These were used in all reconstructions up to the 1980s, when Zhengzhang Shangfang , Sergei Starostin and William Baxter independently proposed a more radical splitting into more than 50 rhyme groups. The Min dialects are believed to have split off before
2200-539: The sounds are assumed to have been similar at the time the characters were chosen, such relationships give clues to the lost sounds. The first systematic study of the structure of Chinese characters was Xu Shen 's Shuowen Jiezi (100 AD). The Shuowen was mostly based on the small seal script standardized in the Qin dynasty . Earlier characters from oracle bones and Zhou bronze inscriptions often reveal relationships that were obscured in later forms. Rhyme has been
2250-430: The source languages, such as Sanskrit and Pali , is known in detail. Eastern Han commentaries on the classics contain many remarks on the pronunciations of particular words, which has yielded a great deal of information on the pronunciations and even dialectal variation of the period. By studying such glosses, the Qing philologist Qian Daxin discovered that the labio-dental and retroflex stop initials identified in
2300-679: The theory with several examples of syllables in the departing tone being used to transcribe foreign words ending in -s into Chinese. He further proposed that the Middle Chinese rising tone derived from *-ʔ, implying that Old Chinese lacked tones. Mei Tsu-lin later supported this theory with evidence from early transcriptions of Sanskrit words, and pointed out that rising tone words end in a glottal stop in some modern Chinese dialects, including Wenzhounese and some Min dialects. The Chinese linguist Li Fang-Kuei published an important new reconstruction in 1971, synthesizing proposals of Yakhontov and Pulleyblank with ideas of his own. His system remained
2350-652: The works of Yuen Ren Chao , Wang Li and others at Wenzhou's library. In 1954, unable to enter university to study linguistics due to familial reasons, he attended the Beijing University of Geosciences and began geological work in the Beijing area. In his spare time, he continued to develop his own ideas on Old Chinese phonology , particularly the finals and vowel system. In the 1960s and 1970s, he undertook dialect survey work in Wenzhou for Lü Shuxiang until he
2400-486: Was one of several Guangzhou scholars who sought to reconcile the moral concerns of Neo-Confucianism with the analytical methods of Han learning , a reaction against Neo-Confucianism ("Song learning"). In his Hànrú tōngyì (漢儒通義 "Comprehensive meanings of the Han Confucians", 1856), Chen defended the philosophical significance of Han learning. In later works he argued that Zhu Xi , the founder of Neo-Confucianism,
2450-661: Was sent to work in a factory during the Cultural Revolution . During a period when the factory was closed due to a factional battle in the Chinese Communist Party , he began exchanging ideas with Pan Wuyun and Jin Shengrong, and refined his Old Chinese system to a six-vowel system. Essentially the same system was independently developed by William Baxter (building on a proposal by Nicholas Bodman ) and by Sergei Starostin . In 1980, he joined
2500-561: Was unable to clearly separate them from open syllables, and extended them to all rhyme groups but one, for which he proposed a final *-r. He also proposed that labio-velar consonants could occur as final consonants. Thus in Li's system every syllable ended in one of the following consonants: Li marked the rising and departing tones with a suffix *-x or *-h, without specifying how they were realized. William H. Baxter 's monograph A Handbook of Old Chinese Phonology displaced Li's reconstruction in
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