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Administrative Procedure Act

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The Administrative Procedure Act ( APA ), Pub. L.   79–404 , 60  Stat.   237 , enacted June 11, 1946 , is the United States federal statute that governs the way in which administrative agencies of the federal government of the United States may propose and establish regulations , and it grants U.S. federal courts oversight over all agency actions. According to Hickman & Pierce, it is one of the most important pieces of United States administrative law , and serves as a sort of "constitution" for U.S. administrative law.

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37-578: The APA applies to both the federal executive departments and the independent agencies . U.S. Senator Pat McCarran called the APA "a bill of rights for the hundreds of thousands of Americans whose affairs are controlled or regulated" by federal government agencies. The text of the APA can be found under Title 5 of the United States Code , beginning at Section 500. There is a similar Model State Administrative Procedure Act (Model State APA), which

74-596: A Congress counts against that total. A longer term for the task force would cause the Judiciary Committee to exceed this limit. Chairman: Adam Schiff (D-CA) Ranking member: Bob Goodlatte (R-VA) Established in September 2008, the Judicial Task force on Judicial Impeachment was to look into charges against District Judge Thomas Porteous . The investigation was not completed by the end of

111-801: A bid for another office. Collins was succeeded as ranking member by Jordan, who represents Ohio's 4th congressional district , but who has never taken a bar examination or practiced law. Resolutions electing members: H.Res. 14 (Chair), H.Res. 15 (Ranking Member), H.Res. 70 (R), H.Res. 71 (D), H.Res. 502 (D), H.Res. 908 (R), H.Res. 1431 (García) Sources: H.Res. 24 (Chair), H.Res. 25 (Ranking Member), H.Res. 46 (D), H.Res. 68 (R), H.Res. 903 (R), H.Res. 1037 (R) Sources: H.Res. 6 (Chair), H.Res. 45 (D), H.Res. 51 (R) and H.Res. 95 (D) Sources: Sources: Chairman: Jim Sensenbrenner (R-WI); Ranking member: John Conyers (D-MI) The Antitrust Task Force during

148-587: A fourth branch of government for which there is no sanction in the Constitution ." In 1939, Roosevelt requested for Attorney General Frank Murphy to form a committee to investigate practices and procedures in American administrative law and suggest improvements. That committee's report, the Final Report of Attorney General's Committee on Administrative Procedure , contained detailed information about

185-598: A reasonable explanation for its decision based on the information that it had at the time. By virtue of their constitutional role, U.S. presidents can try to influence specific regulatory proposals before their finalization. Within the Executive Office of the President is the Office of Information and Regulatory Affairs (OIRA), a federal subagency led by a presidential appointee that is widely viewed as working on

222-485: A record of proceedings and a final decision, it may be subject to judicial review . As for rulemaking resulting in agency rules and regulations, the Final Report noted that many agencies provided due process through hearings and investigations, but there was still a need for well-defined uniform standards for agency adjudication and rulemaking procedures. The APA requires that to set aside agency actions that are not subject to formal trial-like procedures (i.e. rulemaking),

259-420: A temporary subcommittee to examine the pending merger between XM Radio and Sirius Satellite Radio . The task force operated like any other subcommittee, except that it only has a six-month term. House Rules limit each full committee to just five subcommittees, and any task force, special subcommittee, or other subunit of a standing committee that is established for a cumulative period longer than six months in

296-537: Is also limited. The Final Report organized federal administrative action into two parts: adjudication and rulemaking . Agency adjudication was broken down further into two distinct phases of formal and informal adjudication. Formal adjudication involve a trial -like hearing with witness testimony, a written record, and a final decision. Under informal adjudication, agency decisions are made without these formal procedures, instead using "inspections, conferences and negotiations." Because formal adjudication produces

333-538: Is headed by a secretary whose title echoes the title of their respective department, with the exception of the Department of Justice , whose head is known as the attorney general . The heads of the executive departments are appointed by the president and take office after confirmation by the United States Senate , and serve at the pleasure of the president . The heads of departments are members of

370-401: The 115th Congress , the chairman of the committee was Republican Bob Goodlatte of Virginia , and the ranking minority member was initially Democrat John Conyers of Michigan . On November 26, 2017, Conyers stepped down from his position as ranking member, while he faced an ethics investigation. On November 28, 2017, Jerrold Nadler of New York was named as acting ranking member. In

407-525: The 116th Congress , the House flipped from Republican to Democratic control. Doug Collins , a Republican from Georgia's 9th congressional district , became ranking member and served from 2019 to 2020. In early 2020, Collins stepped down from his leadership position when he became a candidate in the 2020 special election held to replace retiring U.S. Senator Johnny Isakson . Under House Republican rules, members must relinquish leadership positions if they launch

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444-584: The Cabinet of the United States , an executive organ that normally acts as an advisory body to the president. In the Opinion Clause (Article II, section 2, clause 1) of the U.S. Constitution , heads of executive departments are referred to as "principal Officer in each of the executive Departments". The heads of executive departments are included in the line of succession to the president, in

481-708: The Democratic Congress enacted several statutes that created new federal agencies as part of the New Deal legislative plan, established to guide the United States through the social and economic hardship caused by the Great Depression . However, the Congress became concerned about the expanding powers that these autonomous federal agencies now possessed, resulting in the enactment of

518-709: The Interstate Commerce Commission in 1887 in response to widespread criticism of the railroad industry. From 1900 to 1930, seventeen agencies were created by statute, and eighteen more had been created since. The Final Report made several recommendations about standardizing administrative procedures, but Congress delayed action as the US entered World War II. In 2005, the House Judiciary Committee undertook an Administrative Law, Process and Procedure Project to consider changes to

555-449: The executive branch of the federal government of the United States . They are analogous to ministries common in parliamentary or semi-presidential systems but (the United States being a presidential system ) they are led by a head of government who is also the head of state . The executive departments are the administrative arms of the president of the United States . There are currently 15 executive departments. Each department

592-472: The 10-year period of "painstaking and detailed study and drafting" that went into the APA. Because of rapid growth in the administrative regulation of private conduct, Roosevelt ordered several studies of administrative methods and conduct during the early part of his four-term presidency. Based on one study, Roosevelt commented that the practice of creating administrative agencies with the authority to perform both legislative and judicial work "threatens to develop

629-541: The 108th Congress existed from March 26, 2003, to September 26, 2003. All Judiciary Committee Members also served as members of the Task Force, and conducted hearings and investigations into consolidation of the Bell Telephone Companies. Chairman: John Conyers (D-MI); Ranking member: Steve Chabot (R-OH) The Antitrust Task Force during the 110th Congress was established February 28, 2007, as

666-591: The APA and that it contradicts the intent of Congress. In 2024, the Supreme Court overruled the Chevron precedent stating that it defied the APA. The ruling came in a 6-3 decision in Loper Bright Enterprises v. Raimondo . United States federal executive departments [REDACTED] [REDACTED] The United States federal executive departments are the principal units of

703-549: The APA creates a framework for regulating agencies and their roles. According to the Attorney General's Manual on the Administrative Procedure Act , drafted after the 1946 enactment of the APA, the basic purposes of the APA are the following: The APA's provisions apply to many federal governmental institutions and agencies. The APA in 5 U.S.C. 551(1) defines an "agency" as "each authority of

740-605: The APA to regulate, standardize and oversee these federal agencies. The APA was born in a contentious political environment. Professor George Shepard claims that Roosevelt's opponents and supporters fought over passage of the APA "in a pitched political battle for the life of the New Deal" itself. Shepard notes, however, that a legislative balance was struck with the APA, expressing "the nation's decision to permit extensive government, but to avoid dictatorship and central planning ." A 1946 House of Representatives report discusses

777-458: The Administrative Procedure Act. Although each US government agency is constituted within one branch of the government (judicial, legislative, or executive), an agency's authority often extends into the functions of other branches. Without careful regulation, that can lead to unchecked authority in a particular area of government, violating the separation of powers , a concern that Roosevelt himself acknowledged. To provide constitutional safeguards,

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814-536: The Government of the United States, whether or not it is within or subject to review by another agency," with the exception of several enumerated authorities, including Congress, federal courts, and governments of territories or possessions of the United States. Courts have also held that the U.S. president is not an agency under the APA. The APA's capacity to hold accountable regulatory business monitors that oversee civil matters that apply "'soft' administrative law"

851-644: The Judiciary The U.S. House Committee on the Judiciary , also called the House Judiciary Committee , is a standing committee of the United States House of Representatives . It is charged with overseeing the administration of justice within the federal courts , federal administrative agencies, and federal law enforcement entities. The Judiciary Committee is often involved in the impeachment process against federal officials. Because of

888-559: The court must conclude that the regulation is "arbitrary and capricious, an abuse of discretion, or otherwise not in accordance with the law." However, Congress may further limit the scope of judicial review of agency actions by including such language in the authorizing statute . To set aside formal rulemaking or formal adjudication for which procedures are trial-like, a different standard of review allows courts to question agency actions more strongly. For such more formal actions, agency decisions must be supported by "substantial evidence" after

925-549: The court reads the "whole record," which can be thousands of pages long. Unlike arbitrary and capricious review, substantial evidence review gives the courts leeway to consider whether an agency's factual and policy determinations were warranted in light of all the information before the agency at the time of decision. Accordingly, arbitrary and capricious review is understood to be more deferential to agencies than substantial evidence review is. Arbitrary and capricious review allows agency decisions to stand as long as an agency can give

962-433: The development and procedures of the federal agencies. The Final Report defined a federal agency as a governmental unit with "the power to determine... private rights and obligations" by rulemaking or adjudication . The report applied that definition to the largest units of the federal government, and identified "nine executive departments and eighteen independent agencies." Overall, 51 federal agencies were identified in

999-493: The domain of state governments (i.e., education , health and welfare services , housing , and transportation ), Congress frequently authorized only funding for grants which were voluntary, in the sense that state or local government agencies could choose to apply for such grants (and accept conditions attached by Congress) or they could decline to apply. In the case of HHS's Medicare program, Congress chose to contract with private health insurers because they "already possessed

1036-570: The event of a vacancy in the presidency, after the vice president , the speaker of the House , and the president pro tempore of the Senate . They are included in order of their respective department's formation, with the exception of the Secretary of Defense, whose position in the line of succession is based on when the Department of War was formed. To enforce a strong separation of powers ,

1073-417: The federal Constitution's Ineligibility Clause expressly prohibits executive branch employees (including heads of executive departments) from simultaneously serving in Congress , and vice versa. Accordingly, in sharp contrast to virtually all other Western democracies (parliamentary systems) where ministers are selected to form a government from members of parliament , U.S. legislators who are appointed by

1110-651: The legal nature of its oversight, committee members usually have a legal background, but this is not required. In the 118th Congress , the chairman of the committee is Republican Jim Jordan of Ohio , and the ranking minority member is Democrat Jerry Nadler of New York . The committee was created on June 3, 1813, for the purpose of considering legislation related to the judicial system . This committee approved impeachment resolutions/ articles of impeachment against presidents in four instances: against Andrew Johnson ( in 1867 ), Richard Nixon ( in 1974 ), Bill Clinton ( in 1998 ), and Donald Trump ( in 2019 ). In

1147-646: The president and confirmed by the Senate to serve as heads of executive departments must resign from Congress before assuming their new positions. If the emoluments for a new appointee's executive branch position were increased while the appointee was previously serving in Congress (e.g., cost of living adjustments), the president must implement a Saxbe fix . As is evident from the chart below, several executive departments (Education, Health and Human Services, Housing and Urban Development, and Transportation) have disproportionately small employee headcounts in contrast to

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1184-546: The president's behalf during the regulatory review process. Rules and regulations issued or proposed (see Notice of Proposed Rulemaking ) by federal administrative agencies are published chronologically in the Federal Register . Promulgated rules and regulations are then organized by topic in a separate publication called the Code of Federal Regulations . In 2022, the U.S. Citizenship and Immigration Services (USCIS)

1221-470: The report after including various subdivisions within the larger units. In reviewing the history of federal agencies, the Final Report noted that almost all agencies had undergone changes in name and political function. Of the 51 federal agencies discussed in the Final Report , 11 were created by statute before the American Civil War . From 1865 to 1900, six new agencies were created, notably

1258-528: The requisite expertise for administering complex health insurance programs", and because American hospitals preferred to continue dealing with private insurers instead of a new federal bureaucracy. [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED] United States House Committee on

1295-439: The size of their budgets. This is because many of their employees merely supervise contracts with private independent contractors or grants (especially categorical grants ) to state or local government agencies who are primarily responsible for providing services directly to the general public. In the 20th century, when the federal government began to provide funding and supervision for matters which were historically seen as

1332-551: Was drafted by the National Conference of Commissioners on Uniform State Laws for oversight of state agencies. Not all states have adopted the model law wholesale, as of 2017. The federal APA does not require systematic oversight of regulations prior to adoption, unlike the Model APA. Each US state has passed its own version of the Administrative Procedure Act. Beginning in 1933, President Franklin D. Roosevelt and

1369-423: Was sued for violation of the APA after it issued a change of rules for an immigrant investor program ( Behring Regional Center LLC v. Mayorkas et al ). When USCIS announced a change to the program that would cancel authorization for certain immigrant investor enterprises, one of those enterprises - Behring Regional Center - filed suit. In the suit, Behring argued that the rule change violated the procedures required in

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