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97-528: The series is currently published in its second series (Part 2), the Principat series (that is, relating to the period of the Roman Principate ). The series began in 1972, intended as a Festschrift to commemorate the seventy-fifth birthday of Joseph Vogt , a German classicist and historian. Since then, it has grown with time beyond its original remit, and is now more of an encyclopedia , or

194-504: A series of speeches portraying him as a threat to the republican order. With opinion in Rome turning against him and his year of consular power nearing its end, Antony attempted to pass laws that would assign him the province of Cisalpine Gaul . Octavian meanwhile built up a private army in Italy by recruiting Caesarian veterans, and on 28 November he won over two of Antony's legions with

291-605: A Roman province . After the demise of the Second Triumvirate, Augustus restored the outward facade of the free republic, with governmental power vested in the Roman Senate , the executive magistrates and the legislative assemblies , yet he maintained autocratic authority by having the Senate grant him lifetime tenure as commander-in-chief , tribune and censor . A similar ambiguity is seen in his chosen names,

388-399: A bonus of 500 denarii . Arriving in Rome on 6 May 44 BC, Octavian found consul Mark Antony, Caesar's former colleague, in an uneasy truce with the dictator's assassins. They had been granted a general amnesty on 17 March, yet Antony had succeeded in driving most of them out of Rome with an inflammatory eulogy at Caesar's funeral, mounting public opinion against the assassins. Mark Antony

485-429: A coward for handing over his direct military control to Marcus Vipsanius Agrippa instead. After Philippi, a new territorial arrangement was made among the members of the Second Triumvirate. Gaul and the province of Hispania were placed in the hands of Octavian. Antony traveled east to Egypt where he allied himself with Queen Cleopatra , the former lover of Julius Caesar and mother of Caesar's son Caesarion . Lepidus

582-558: A date that he would later commemorate as the beginning of his public career. Antony's forces were defeated at the battles of Forum Gallorum (14 April) and Mutina (21 April), forcing Antony to retreat to Transalpine Gaul . Both consuls were killed, however, leaving Octavian in sole command of their armies. These victories earned him his first acclamation as imperator , a title reserved for victorious commanders. The Senate heaped many more rewards on Decimus Brutus than on Octavian for defeating Antony, then attempted to give command of

679-518: A monopoly on political and martial power. The Senate still controlled North Africa, an important regional producer of grain , as well as Illyria and Macedonia , two strategic regions with several legions. However, the Senate had control of only five or six legions distributed among three senatorial proconsuls, compared to the twenty legions under the control of Octavian, and their control of these regions did not amount to any political or military challenge to Octavian. The Senate's control over some of

776-429: A new family usually retained their old nomen in cognomen form (e.g., Octavianus for one who had been an Octavius, Aemilianus for one who had been an Aemilius, etc. see Roman naming conventions for adoptions ). However, though some of his contemporaries did, there is no evidence that Octavian officially used the name Octavianus , as it would have made his adoptive origins too obvious. Historians usually refer to

873-1001: A new will with the Vestal Virgins , naming Octavian as the prime beneficiary. Octavian was studying and undergoing military training in Apollonia , Illyria , when Julius Caesar was assassinated on the Ides of March (15 March) 44 BC. He rejected the advice of some army officers to take refuge with the troops in Macedonia and sailed to Italy to ascertain whether he had any potential political fortunes or security. Caesar had no living legitimate children under Roman law and so had adopted Octavian, his grand-nephew, in his will, making him his primary heir. Mark Antony later charged that Octavian had earned his adoption by Caesar through sexual favours, though Suetonius describes Antony's accusation as political slander . This form of slander

970-483: A paternalistic ideology , presenting the princeps as the very incarnation of all virtues attributed to the ideal ruler (much like a Greek tyrannos earlier), such as clemency and justice, and military leadership, obliging the princeps to play this designated role within Roman society, as his political insurance as well as a moral duty. What specifically was expected of the princeps seems to have varied according to

1067-542: A political and martial gamble in opposing Octavian however, since the Roman army still depended on the triumvirs for their salaries. Lucius and his allies ended up in a defensive siege at Perusia , where Octavian forced them into surrender in early 40 BC. Lucius and his army were spared because of his kinship with Antony, the strongman of the East, while Fulvia was exiled to Sicyon . Octavian showed no mercy, however, for

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1164-543: A renegade general, following Julius Caesar's victory over his father, had established himself in Sicily and Sardinia as part of an agreement reached with the Second Triumvirate in 39 BC. Both Antony and Octavian were vying for an alliance with Pompeius. Octavian succeeded in a temporary alliance in 40 BC when he married Scribonia , a sister (or daughter) of Pompeius's father-in-law Lucius Scribonius Libo . Scribonia gave birth to Octavian's only natural child, Julia ,

1261-412: A second founding of Rome. The title of Romulus was associated too strongly with notions of monarchy and kingship, an image that Octavian tried to avoid. The Senate also confirmed his position as princeps senatus , which originally meant the member of the Senate with the highest precedence, but in this case it became an almost regnal title for a leader who was first in charge. The honorific augustus

1358-652: A serial compendium. The series seeks to treat aspects of the Roman world, as well as their continuation and reception in the Middle Ages and into modernity, providing a guide to current research. The series is edited by Hildegard Temporini-Gräfin Vitzthum (Parts 1 and 2) and Wolfgang Haase (Part 2), and is published by Walter de Gruyter of Berlin and New York. Individual volumes of the ANRW are written like handbooks. More than one thousand scholars have contributed to

1455-551: A show of returning full power to the Roman Senate and relinquishing his control of the Roman provinces and their armies. Under his consulship, however, the Senate had little power in initiating legislation by introducing bills for senatorial debate. Octavian was no longer in direct control of the provinces and their armies, but he retained the loyalty of active duty soldiers and veterans alike. The careers of many clients and adherents depended on his patronage, as his financial power

1552-569: A tenth of those promised, which Antony viewed as an intentional provocation. Octavian and Lepidus launched a joint operation against Sextus in Sicily in 36 BC. Despite setbacks for Octavian, the naval fleet of Sextus Pompeius was almost entirely destroyed on 3 September by General Agrippa at the naval battle of Naulochus . Sextus fled to the east with his remaining forces, where he was captured and executed in Miletus by one of Antony's generals

1649-535: Is etymologically derived from the Latin word princeps , meaning chief or first , and therefore represents the political regime dominated by such a political leader, whether or not he is formally head of state or head of government . This reflects the principate emperors' assertion that they were merely " first among equals " among the citizens of Rome. Under the Republic, the princeps senatus , traditionally

1746-473: Is from the Latin word augere (meaning "to increase") and can be translated as "illustrious one" or "sublime". It was a title of religious authority rather than political one, and it indicated that Octavian now approached divinity. His name of Augustus was also more favorable than Romulus , the previous one which he styled for himself in reference to the story of the legendary founder of Rome , which symbolized

1843-569: Is published in multiple volumes, across six systematic sections: The publication history is complex, with multiple sections published concurrently in Part 2. A list of the published volumes is available through the project's website at the Institute for Classical Studies at Boston University. Principate The Principate was the form of imperial government of the Roman Empire from

1940-417: The aerarium Saturni , the public treasury. According to historian H. H. Scullard , however, Octavian's power was based on the exercise of "a predominant military power and ... the ultimate sanction of his authority was force, however much the fact was disguised." The Senate proposed to Octavian, the victor of Rome's civil wars, that he once again assume command of the provinces. The Senate's proposal

2037-609: The Antonine dynasty , it was standard for the Emperor to appoint a successful and politically promising individual as his successor. In modern historical analysis, this is treated by many authors as an "ideal" situation: the individual who was most capable was promoted to the position of princeps. Of the Antonine dynasty, Edward Gibbon famously wrote that this was the happiest and most productive period in human history , and credited

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2134-691: The Battle of Philippi (42 BC), the Triumvirate divided the Roman Republic among themselves and ruled as de facto dictators . The Triumvirate was eventually torn apart by the competing ambitions of its members; Lepidus was exiled in 36 BC, and Antony was defeated by Octavian at the Battle of Actium in 31 BC. Antony and his wife Cleopatra , the Ptolemaic queen of Egypt , killed themselves during Octavian's invasion of Egypt, which then became

2231-478: The Peloponnese , and ensured him a future position as consul for 35 BC. The territorial agreement between the triumvirate and Sextus Pompeius began to crumble once Octavian divorced Scribonia and married Livia on 17 January 38 BC. One of Pompeius's naval commanders betrayed him and handed over Corsica and Sardinia to Octavian. Octavian lacked the resources to confront Pompeius alone, so an agreement

2328-450: The East, Octavian in the West. The Italian Peninsula was left open to all for the recruitment of soldiers, but in reality this provision was useless for Antony in the East. To further cement relations of alliance with Antony, Octavian gave his sister, Octavia Minor , in marriage to Antony in late 40 BC. Sextus Pompeius threatened Octavian in Italy by denying shipments of grain through

2425-511: The Great and was elected consul in 56 BC. Philippus never had much of an interest in young Octavian. Because of this, Octavian was raised by his grandmother, Julia , the sister of Julius Caesar. Julia died in 52 or 51 BC, and Octavian delivered the funeral oration for his grandmother. From this point, his mother and stepfather took a more active role in raising him. He donned the toga virilis ("toga of manhood") four years later and

2522-548: The Mediterranean Sea to the peninsula. Pompeius's own son was put in charge as naval commander in the effort to cause widespread famine in Italy. Pompeius's control over the sea prompted him to take on the name Neptuni filius , "son of Neptune ". A temporary peace agreement was reached in 39 BC with the Pact of Misenum ; the blockade on Italy was lifted once Octavian granted Pompeius Sardinia, Corsica , Sicily, and

2619-585: The Octavian family was in days of old a distinguished one at Velitrae; for not only was a street in the most frequented part of town long ago called Octavius, but an altar was shown there besides, consecrated by an Octavius. This man was leader in a war with a neighbouring town ..." Due to the crowded nature of Rome at the time, Octavian was taken to his father's home village at Velletri to be raised. Octavian mentions his father's equestrian family only briefly in his memoirs. His paternal great-grandfather Octavius

2716-440: The Roman generals, and even if he desired no position of authority his position demanded that he look to the well-being of the city of Rome and the Roman provinces . Octavian's aims from this point forward were to return Rome to a state of stability, traditional legality, and civility by lifting the overt political pressure imposed on the courts of law and ensuring free elections—in name at least. On 13 January 27 BC, Octavian made

2813-440: The Roman provinces helped maintain a republican facade for the autocratic principate. Also, Octavian's control of entire provinces followed republican-era precedents for the objective of securing peace and creating stability, in which such prominent Romans as Pompey had been granted similar military powers in times of crisis and instability. On 16 January 27 BC the Senate gave Octavian the new title of augustus . Augustus

2910-473: The Senate and the people while upholding the republican traditions of Rome, appearing that he was not aspiring to dictatorship or monarchy. Marching into Rome, Octavian and Agrippa were elected as consuls by the Senate. Years of civil war had left Rome in a state of near lawlessness, but the republic was not prepared to accept the control of Octavian as a despot. At the same time, Octavian could not give up his authority without risking further civil wars among

3007-467: The Senate grant him, his wife, and his sister tribunal immunity , or sacrosanctitas , in order to ensure his own safety and that of Livia and Octavia once he returned to Rome. Meanwhile, Antony's campaign turned disastrous against Parthia, tarnishing his image as a leader, and the mere 2,000 legionaries sent by Octavian to Antony were hardly enough to replenish his forces. On the other hand, Cleopatra could restore his army to full strength; he already

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3104-597: The Senate officially revoked Antony's powers as consul and declared war on Cleopatra's regime in Egypt. In early 31 BC, Antony and Cleopatra were temporarily stationed in Greece when Octavian gained a preliminary victory: the navy successfully ferried troops across the Adriatic Sea under the command of Agrippa. Agrippa cut off Antony and Cleopatra's main force from their supply routes at sea, while Octavian landed on

3201-759: The Senate's archenemy Mark Antony. Octavian made another bold move in 44 BC when, without official permission, he appropriated the annual tribute that had been sent from Rome's Near Eastern province to Italy. Octavian began to bolster his personal forces with Caesar's veteran legionaries and with troops designated for the Parthian war, gathering support by emphasizing his status as heir to Caesar. On his march to Rome through Italy, Octavian's presence and newly acquired funds attracted many, winning over Caesar's former veterans stationed in Campania . By June, he had gathered an army of 3,000 loyal veterans, paying each

3298-568: The armies of Brutus and Cassius, who had built their base of power in Greece. After two battles at Philippi in Macedonia in October 42, the Caesarian army was victorious and Brutus and Cassius committed suicide. Mark Antony later used the examples of these battles as a means to belittle Octavian, as both battles were decisively won with the use of Antony's forces. In addition to claiming responsibility for both victories, Antony branded Octavian as

3395-622: The beginning of the reign of Augustus in 27 BC to the end of the Crisis of the Third Century in AD 284, after which it evolved into the Dominate . The principate was characterized by the reign of a single emperor ( princeps ) and an effort on the part of the early emperors, at least, to preserve the illusion of the formal continuance, in some aspects, of the Roman Republic . 'Principate'

3492-628: The college of priests) but was ejected from the Triumvirate. His public career at an end, he effectively was exiled to a villa at Cape Circei in Italy. The Roman dominions were divided between Octavian in the West and Antony in the East. Octavian ensured Rome's citizens of their rights to property in order to maintain peace and stability in his portion of the empire. This time, he settled his discharged soldiers outside of Italy, while also returning 30,000 slaves to their former Roman owners—slaves who had fled to join Pompeius's army and navy. Octavian had

3589-555: The consular legions to Decimus Brutus. In response, Octavian stayed in the Po Valley and refused to aid any further offensive against Antony. In July, an embassy of centurions sent by Octavian entered Rome and demanded the consulship left vacant by Hirtius and Pansa and also that the decree should be rescinded which declared Antony a public enemy. When this was refused, he marched on the city with eight legions. He encountered no military opposition in Rome and on 19 August 43 BC

3686-503: The division by the Augustan Principate of the provinces between imperial provinces and senatorial provinces . Lawyers developed a theory of the total delegation of authority into the hands of the emperor. Augustus Gaius Julius Caesar Augustus (born Gaius Octavius ; 23 September 63 BC – 19 August AD 14), also known as Octavian ( Latin : Octavianus ), was the founder of the Roman Empire . He reigned as

3783-438: The enticing offer of monetary gain. In the face of Octavian's large and capable force, Antony saw the danger of staying in Rome and, to the relief of the Senate, he left Rome for Cisalpine Gaul, which was to be handed to him on 1 January. However, the province had earlier been assigned to Decimus Junius Brutus Albinus , one of Caesar's assassins, who now refused to yield to Antony. Antony besieged him at Mutina and rejected

3880-541: The exception of Antony's older son . Octavian had previously shown little mercy to surrendered enemies and acted in ways that had proven unpopular with the Roman people, yet he was given credit for pardoning many of his opponents after the Battle of Actium. After Actium and the defeat of Antony and Cleopatra, Octavian was in a position to rule the entire republic under an unofficial principate —but he had to achieve this through incremental power gains. He did so by courting

3977-431: The exhausting civil wars by a de facto dictatorial regime within the constitutional framework of the Roman Republic – what Gibbon called "an absolute monarchy disguised by the forms of a commonwealth" – as a more acceptable alternative to, for example, the early Roman Kingdom . Although dynastic pretenses crept in from the start, formalizing this in a monarchic style remained politically perilous; and Octavian

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4074-514: The first Roman emperor from 27 BC until his death in AD ;14. The reign of Augustus initiated an imperial cult , as well as an era of imperial peace (the Pax Romana or Pax Augusta ) in which the Roman world was largely free of armed conflict. The Principate system of government was established during his reign and lasted until the Crisis of the Third Century . Octavian

4171-453: The following session in the Senate with a vehement attack on Antony's grants of titles and territories to his relatives and to his queen. The breach between Antony and Octavian prompted a large portion of the senators, as well as both of that year's consuls, to leave Rome and defect to Antony. However, Octavian received two key deserters from Antony in the autumn of 32 BC: Munatius Plancus and Marcus Titius. These defectors gave Octavian

4268-419: The following year. As Lepidus and Octavian accepted the surrender of Pompeius's troops, Lepidus attempted to claim Sicily for himself, ordering Octavian to leave. Lepidus's troops deserted him, however, and defected to Octavian since they were weary of fighting and were enticed by Octavian's promises of money. Lepidus surrendered to Octavian and was permitted to retain the office of pontifex maximus (head of

4365-435: The forces of Pompey , Caesar's late enemy, but Octavian fell ill and was unable to travel. When he had recovered, he sailed to the front but was shipwrecked. After coming ashore with a handful of companions, he crossed hostile territory to Caesar's camp, which impressed Caesar considerably. Velleius Paterculus reports that after that time, Caesar allowed the young man to share his carriage. When back in Rome, Caesar deposited

4462-408: The foundation of his political actions. To a large extent, the public was aware of the vast financial resources that Octavian commanded. He failed to encourage enough senators to finance the building and maintenance of networks of roads in Italy in 20 BC, but he undertook direct responsibility for them. This was publicized on the Roman currency issued in 16 BC, after he donated vast amounts of money to

4559-674: The frontiers, he secured the empire with a buffer region of client states and made peace with the Parthian Empire through diplomacy. He reformed the Roman system of taxation, developed networks of roads with an official courier system , established a standing army , established the Praetorian Guard as well as official police and fire-fighting services for Rome, and rebuilt much of the city during his reign. Augustus died in AD 14 at age 75, probably from natural causes. Persistent rumors, substantiated somewhat by deaths in

4656-474: The funds that were allotted by Caesar for the intended war against the Parthian Empire in the Middle East. This amounted to 700 million sesterces stored at Brundisium, the staging ground in Italy for military operations in the east. A later senatorial investigation into the disappearance of the public funds took no action against Octavian since he subsequently used that money to raise troops against

4753-452: The imperial family, have claimed his wife Livia poisoned him. He was succeeded as emperor by his adopted son Tiberius , Livia's son and former husband of Augustus's only biological child, Julia . As a consequence of Roman customs , society, and personal preference, Augustus ( / ɔː ˈ ɡ ʌ s t ə s / aw- GUST -əs ) was known by many names throughout his life: He was born in Rome on 23 September 63 BC. His paternal family

4850-518: The implied rejection of monarchical titles whereby he called himself Princeps Civitatis ('First Citizen') juxtaposed with his adoption of the title Augustus . Augustus dramatically enlarged the empire, annexing Egypt, Dalmatia , Pannonia , Noricum , and Raetia , expanding possessions in Africa , and completing the conquest of Hispania , but he suffered a major setback in Germania . Beyond

4947-483: The information that he needed to confirm with the Senate all the accusations that he made against Antony. Octavian forcibly entered the temple of the Vestal Virgins and seized Antony's secret will, which he promptly publicized. The will would have given away Roman-conquered territories as kingdoms for his sons to rule and designated Alexandria as the site for a tomb for him and his queen. In late 32 BC,

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5044-559: The legions under their command followed suit. Meanwhile, in Sicyon, Antony's wife Fulvia died of a sudden illness while Antony was en route to meet her. Fulvia's death and the mutiny of their centurions allowed the two remaining triumvirs to effect a reconciliation. In the autumn of 40, Octavian and Antony approved the Treaty of Brundisium, by which Lepidus would remain in Africa, Antony in

5141-416: The mainland opposite the island of Corcyra (modern Corfu ) and marched south. Trapped on land and sea, deserters of Antony's army fled to Octavian's side daily while Octavian's forces were comfortable enough to make preparations. Antony's fleet sailed through the bay of Actium on the western coast of Greece in a desperate attempt to break free of the naval blockade . It was there that Antony's fleet faced

5238-450: The majority of Rome's legions. While Octavian acted as consul in Rome, he dispatched senators to the provinces under his command as his representatives to manage provincial affairs and ensure that his orders were carried out. The provinces not under Octavian's control were overseen by governors chosen by the Roman Senate. Octavian became the most powerful political figure in the city of Rome and in most of its provinces, but he did not have

5335-409: The mass of allies loyal to Lucius. On 15 March, the anniversary of Julius Caesar's assassination, he had 300 Roman senators and equestrians executed for allying with Lucius. Perusia also was pillaged and burned as a warning for others. This bloody event sullied Octavian's reputation and was criticized by many, such as Augustan poet Sextus Propertius . Sextus Pompeius , the son of Pompey and still

5432-508: The much larger fleet of smaller, more maneuverable ships under commanders Agrippa and Gaius Sosius in the Battle of Actium on 2 September 31 BC. Antony and his remaining forces were spared by a last-ditch effort from Cleopatra's fleet that had been waiting nearby. A year later, Octavian defeated their forces in Alexandria on 1 August 30 BC—after which Antony and Cleopatra committed suicide . Antony fell on his own sword and

5529-403: The new Caesar as "Octavian" during the time between his adoption and his assumption of the name Augustus in 27 BC in order to avoid confusing the dead dictator with his heir. Octavian could not rely on his limited funds to make a successful entry into the upper echelons of the Roman political hierarchy. After a warm welcome by Caesar's soldiers at Brundisium, Octavian demanded a portion of

5626-455: The oldest or most honored member of the Senate , had the right to be heard first on any debate. Scipio Aemilianus and his circle had fostered the (quasi-Platonic) idea that authority should be invested in the worthiest citizen ( princeps ), who would beneficently guide his peers, an ideal of the patriot statesman later taken up by Cicero . In a more limited and precise chronological sense,

5723-426: The political period of the 'uncrowned' Roman Republic (509 BC–27 BC) under the motto Senatus Populusque Romanus ("The Senate and people of Rome") or SPQR . Initially, the theory implied the 'first citizen' had to earn his extraordinary position ( de facto evolving to nearly absolute monarchy) by merit in the style that Augustus himself had gained the position of auctoritas . Imperial propaganda developed

5820-521: The proscription of his ally Cicero, Antony the proscription of his maternal uncle Lucius Julius Caesar (the consul of 64 BC), and Lepidus his brother Paullus . On 1 January 42 BC, the Senate posthumously recognized Julius Caesar as a divinity of the Roman state, divus Iulius . Octavian was able to further his cause by emphasizing the fact that he was divi filius , "Son of the Divine". Antony and Octavian then sent twenty-eight legions by sea to face

5917-569: The public and charitable institutions also served as popularity boosters, while the construction of public works provided paid employment for the poor. With the fall of the Julio-Claudian dynasty in AD 68, the principate became more formalized under the Emperor Vespasian from AD 69 onwards. The position of princeps became a distinct entity within the broader – formally still republican – Roman constitution . While many of

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6014-415: The resolutions passed by the Senate to stop the fighting. The Senate had no army to enforce their resolutions. This provided an opportunity for Octavian, who already was known to have armed forces. Cicero also defended Octavian against Antony's taunts about Octavian's lack of noble lineage and aping of Julius Caesar's name, stating "we have no more brilliant example of traditional piety among our youth." At

6111-518: The same cultural and political expectations remained, the civilian aspect of the Augustan ideal of the princeps gradually gave way to the military role of the imperator. Rule was no longer a position (even notionally) extended on the basis of merit, or auctoritas , but on a firmer basis, allowing Vespasian and future emperors to designate their own heir without those heirs having to earn the position through years of success and public favor. Under

6208-595: The same day that he divorced her to marry Livia Drusilla , little more than a year after their marriage. While in Egypt, Antony had been engaged in an affair with Cleopatra and had fathered three children with her. Aware of his deteriorating relationship with Octavian, Antony left Cleopatra; he sailed to Italy in 40 BC with a large force to oppose Octavian, laying siege to Brundisium . This new conflict proved untenable for both Octavian and Antony, however. Their centurions, who had become important figures politically, refused to fight because of their Caesarian cause, while

6305-458: The same. Antony refused. Roman troops captured the Kingdom of Armenia in 34 BC, and Antony made his son Alexander Helios the ruler of Armenia. He also awarded the title " Queen of Kings " to Cleopatra, acts that Octavian used to convince the Roman Senate that Antony had ambitions to diminish the preeminence of Rome. Octavian became consul once again on 1 January 33 BC, and he opened

6402-462: The series. Part 1 ( Von den Anfängen Roms bis zum Ausgang der Republik ), in four volumes, covered topics of the period from the founding of Rome to the end of the Republic . Part 2 ( Principat , published since 1974) is concerned with the imperial period. Part 3 ( Spätantike ), on late antiquity , is in planning. A unified index ("Register") will eventually complete the work. Each Part

6499-536: The servant of the Senate, and often of the whole citizen body". Thereafter, however, the role of princeps became more institutionalized: as Dio Cassius puts it, Caligula "took in one day all the honours which Augustus had with difficulty been induced to accept". Nevertheless, under this "Principate stricto sensu ", the political reality of autocratic rule by the Emperor was still scrupulously masked by forms and conventions of oligarchic self-rule inherited from

6596-436: The source) up to the rule of Commodus , of Maximinus Thrax , or of Diocletian . The title, in full, of princeps senatus / princeps civitatis ("first amongst the senators" / "first amongst the citizens") was first adopted by Octavian Caesar Augustus (27 BC–AD 14), the first Roman "emperor" who chose not to reintroduce a legal monarchy . Augustus likely intended to establish political stability desperately needed after

6693-483: The summer, Octavian won the support of Caesarian veterans and also made common cause with those senators—many of whom were themselves former Caesarians—who perceived Antony as a threat to the state. After an abortive attempt by the veterans to reconcile Octavian and Antony, Antony's bellicose edicts against Brutus and Cassius alienated him from the moderate Caesarians in the Senate, who feared a renewed civil war. In September, Marcus Tullius Cicero began to attack Antony in

6790-615: The system of succession as the key factor. The autocratic elements in the Principate tended to increase over time. It was after the Crisis of the Third Century , which almost resulted in the Roman Empire's political collapse, that Diocletian firmly consolidated the trend to autocracy. He replaced the one-headed principate with the Tetrarchy ( c.  AD 300 , two Augusti ranking above two Caesares ), in which

6887-513: The term Principate is applied either to the entire Empire (in the sense of the post-Republican Roman state), or specifically to the earlier of the two phases of Imperial government in the ancient Roman Empire before Rome's military collapse in the West ( fall of Rome ) in 476 left the Byzantine Empire as sole heir. This early Principate phase began when Augustus claimed auctoritas for himself as princeps , and continued (depending on

6984-548: The times, and the observers: Tiberius , who amassed a huge surplus for the city of Rome , was criticized as a miser, while his successor Caligula was criticized for his lavish spending on games and spectacles. Generally speaking, it was expected of the Emperor to be generous but not frivolous, not just as a good ruler but also with his personal fortune (as in the proverbial "bread and circuses" – panem et circenses ) providing occasional public games, gladiators, chariot races and artistic shows. Large distributions of food for

7081-478: The troops upon their ascension and for special events; limiting senatorial control over the legions by way of controlling military provinces through "extraordinary military commands"; and using oaths to bind the military to the emperor personally. Tiberius , like Augustus , also acquired his powers piecemeal, and was proud to emphasize his place as first citizen: "a good and healthful princeps , whom you have invested with such great discretionary power, ought to be

7178-416: The urging of Cicero, the Senate inducted Octavian as senator on 1 January 43 BC, yet he also was given the power to vote alongside the former consuls. In addition, Octavian was granted imperium pro praetore (commanding power) which legalized his command of troops, sending him to relieve the siege along with Hirtius and Pansa (the consuls for 43 BC). He assumed the fasces on 7 January,

7275-417: The vestigial pretense of the old republican forms was largely abandoned. The title of princeps disappeared, together with the concept of only one emperor. New forms of pomp and awe were deliberately used in an attempt to insulate the emperor(s) and the civil authority from the unbridled and mutinous soldiery of the mid-century. The political role of the Senate went into final eclipse, no more being heard of

7372-505: Was a military tribune in Sicily during the Second Punic War . His grandfather had served in several local political offices. His father, also named Octavius, had been governor of Macedonia . His mother, Atia , was the niece of Julius Caesar. His father died in 59 BC when Octavian was four years old. His mother married a former governor of Syria , Lucius Marcius Philippus . Philippus claimed descent from Alexander

7469-534: Was a ratification of Octavian's extra-constitutional power. Through the Senate, Octavian was able to continue the appearance of a still-functional constitution . Feigning reluctance, he accepted a ten-year responsibility of overseeing provinces that were considered chaotic. The provinces ceded to Augustus for that ten-year period comprised much of the conquered Roman world, including all of Hispania and Gaul , Syria , Cilicia , Cyprus, and Egypt . Moreover, command of these provinces provided Octavian with control over

7566-465: Was amassing political support, but Octavian still had the opportunity to rival him as the leading member of the faction supporting Caesar. Antony had lost the support of many Romans and supporters of Caesar when he initially opposed the motion to elevate Caesar to divine status. It is alleged that Antony refused to hand over the money due Octavian as Caesar's adopted heir, possibly on grounds that it would take time to disentangle it from state funds. During

7663-552: Was born into an equestrian branch of the plebeian gens Octavia . His maternal great-uncle Julius Caesar was assassinated in 44 BC , and Octavian was named in Caesar's will as his adopted son and heir; as a result, he inherited Caesar's name, estate, and the loyalty of his legions. He, Mark Antony , and Marcus Lepidus formed the Second Triumvirate to defeat the assassins of Caesar. Following their victory at

7760-519: Was due in part to their immense wealth, being named Pater Patriae or "father of the country " , and by having a monopoly on political power. To this, emperors would satisfy the senatorial class with appointments to the high offices and to the provinces, effectively removing threats to their power in Rome . As such, emperors went to great lengths to control and satisfy the needs of the army (their ultimate source of power) by proving gracious donatives to

7857-407: Was elected consul with his relative Quintus Pedius as co-consul. Meanwhile, Antony formed an alliance with Marcus Aemilius Lepidus , another leading Caesarian. In a meeting near Bononia in October 43 BC, Octavian, Antony, and Lepidus formed the Second Triumvirate . Their powers were made official by the Senate on 27 November. This explicit arrogation of special powers lasting five years

7954-657: Was elected to the College of Pontiffs in 47 BC. The following year he was put in charge of the Greek games that were staged in honor of the Temple of Venus Genetrix , built by Julius Caesar. According to Nicolaus of Damascus , Octavian wished to join Caesar's staff for his campaign in Africa but gave way when his mother protested. In 46 BC, she consented for him to join Caesar in Hispania , where he planned to fight

8051-486: Was engaged in a romantic affair with her, so he decided to send Octavia back to Rome. Octavian used this to spread propaganda implying that Antony was becoming less than Roman because he rejected a legitimate Roman spouse for an "Oriental paramour ". In 36 BC, Octavian used a political ploy to make himself look less autocratic and Antony more the villain by proclaiming that the civil wars were coming to an end and that he would step down as triumvir—if only Antony would do

8148-629: Was from the Volscian town of Velletri , approximately 40 kilometres (25 mi) south-east of the city. He was born at Ox Head, a small property on the Palatine Hill , very close to the Roman Forum . In his childhood, he received the cognomen "Thurinus", possibly commemorating his father's victory at Thurii over a rebellious band of slaves which occurred a few years after his birth. Suetonius wrote: "There are many indications that

8245-446: Was inherited by all future emperors and became the de facto main title of the emperor. As a result, modern historians usually regard this event as the beginning of his reign as "emperor". Augustus himself appears to have reckoned his "reign" from 27 BC. Augustus styled himself as Imperator Caesar divi filius , "Commander Caesar son of the deified one". With this title, he boasted his familial link to deified Julius Caesar, and

8342-515: Was left with the province of Africa, stymied by Antony, who conceded Hispania to Octavian instead. Octavian was left to decide where in Italy to settle the tens of thousands of veterans of the Macedonian campaign, whom the triumvirs had promised to discharge. The tens of thousands who had fought on the republican side with Brutus and Cassius could easily ally with a political opponent of Octavian if not appeased, and they also required land. There

8439-523: Was most responsible for the proscriptions and killing. However, the sources agree that enacting the proscriptions was a means by all three factions to eliminate political enemies. Marcus Velleius Paterculus asserted that Octavian tried to avoid proscribing officials whereas Lepidus and Antony were to blame for initiating them. Cassius Dio defended Octavian as trying to spare as many as possible, whereas Antony and Lepidus, being older and involved in politics longer, had many more enemies to deal with. This claim

8536-432: Was motivated in part by a need to raise money to pay the salaries of their troops for the upcoming conflict against Caesar's assassins, Marcus Junius Brutus and Gaius Cassius Longinus . Rewards for their arrest gave incentive for Romans to capture those proscribed, while the assets and properties of those arrested were seized by the triumvirs. Contemporary Roman historians provide conflicting reports as to which triumvir

8633-484: Was no more government-controlled land to allot as settlements for their soldiers, so Octavian had to choose one of two options: alienating many Roman citizens by confiscating their land, or alienating many Roman soldiers who could mount a considerable opposition against him in the Roman heartland. Octavian chose the former. There were as many as eighteen Roman towns affected by the new settlements, with entire populations driven out or at least given partial evictions. There

8730-533: Was popular during this time in the Roman Republic to demean and discredit political opponents by accusing them of having an inappropriate sexual affair. After landing at Lupiae near Brundisium , Octavian learned the contents of Caesar's will, and only then did he decide to become Caesar's political heir as well as heir to two-thirds of his estate. Upon his adoption, Octavian assumed his great-uncle's name Gaius Julius Caesar. Roman citizens adopted into

8827-482: Was reached with the Second Triumvirate's extension for another five-year period beginning in 37 BC. In supporting Octavian, Antony expected to gain support for his own campaign against the Parthian Empire , desiring to avenge Rome's defeat at Carrhae in 53 BC. In an agreement reached at Tarentum , Antony provided 120 ships for Octavian to use against Pompeius, while Octavian was to send 20,000 legionaries to Antony for use against Parthia. Octavian sent only

8924-431: Was rejected by Appian, who maintained that Octavian shared an equal interest with Lepidus and Antony in eradicating his enemies. Suetonius said that Octavian was reluctant to proscribe officials but did pursue his enemies with more vigor than the other triumvirs. Plutarch described the proscriptions as a ruthless and cutthroat swapping of friends and family among Antony, Lepidus, and Octavian. For example, Octavian allowed

9021-651: Was taken by his soldiers back to Alexandria where he died in Cleopatra's arms. Cleopatra died soon after by poisoning, contrary to the popular belief that she was bitten by an asp . Octavian had exploited his position as Caesar's heir to further his own political career, and he was well aware of the dangers in allowing another person to do the same. He therefore followed the advice of the Greek philosopher Arius Didymus that "two Caesars are one too many", ordering Caesarion killed while sparing Cleopatra's children by Antony, with

9118-411: Was then legalised by law passed by the plebs , unlike the unofficial First Triumvirate formed by Pompey , Julius Caesar, and Marcus Licinius Crassus . The triumvirs then set in motion proscriptions , in which between 130 and 300 senators and 2,000 equites were branded as outlaws and deprived of their property and, for those who failed to escape, their lives. This decree issued by the triumvirate

9215-422: Was undoubtedly correct to work through established Republican forms to consolidate his power. He began with the powers of a Roman consul , combined with those of a Tribune of the plebs ; later added the role of the censor and finally became pontifex maximus as well. In addition to these legal powers, the principate was also characterized by the emperor being the " ultimate source of patronage ". This

9312-497: Was unrivaled in the Roman Republic. Historian Werner Eck states: The sum of his power derived first of all from various powers of office delegated to him by the Senate and people, secondly from his immense private fortune, and thirdly from numerous patron-client relationships he established with individuals and groups throughout the Empire. All of them taken together formed the basis of his auctoritas , which he himself emphasized as

9409-624: Was widespread dissatisfaction with Octavian over these settlements of his soldiers, and this encouraged many to rally at the side of Lucius Antonius , who was brother of Mark Antony and supported by a majority in the Senate. Meanwhile, Octavian asked for a divorce from Claudia , the daughter of Fulvia (Antony's wife) and her first husband Publius Clodius Pulcher . He returned Claudia to her mother, claiming that their marriage had never been consummated. Fulvia decided to take action. Together with Lucius Antonius, she raised an army in Italy to fight for Antony's rights against Octavian. Lucius and Fulvia took

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